Broker-dealers and RIAs need the best advisors to succeed, but convincing them to join your team requires overcoming a major hurdle: the transition process.
Transitioning a book of business to a new broker-dealer or RIA can take 3-6 months, involve thousands of forms, and, due to missing forms and data, usually results in NIGOs and other compliance issues. During this process, advisors are faced with frustrating business disruptions and lost revenue.
The Advisor Transition Solution from Docupace and PreciseFP enables broker-dealers, RIAs, and advisors to save time, money, and effort with a cloud-based platform. The solution uses a digital process that quickly pre-populates all new account paperwork and significantly reduces NIGOs.
Guide You Through Our Process
Set Expectations
Answer Any of Your Questions
Collect More Information
Read how US Air Force veteran, Andy Pike, used PreciseFP to increase his remote team’s operational efficiency through automation, customized forms, and comprehensive client data-gathering.
Explore the industry-wide shift that did away with big stacks of paperwork and the role PreciseFP has played in facilitating e-signature capabilities nationwide.
